ROC Forms (As per Companies Act, 2013)

Form No.Form Detailse-Forms
Investor Services
Form ICPINVESTOR COMPLAINT FORM
Form DIR-3CIntimation of Director Identification Number by the company to the Registrar DIN services
Approval Services (Headquarters)
Form CRA-2Form of intimation of appointment of cost auditor by the company to Central Government.
Approval Services (Regional Director)
Form CG-1Form for filing application or documents with Central Government
Form ADT-2Application for removal of auditor(s) from his/their office before expiry of term
Form INC-18Application to Regional director for conversion of section 8 company into company of any other kind
Form SCPSERIOUS COMPLAINT FORM
Provisions related to Mangerial personnel
Form MR-1Return of appointment of MD/WTD/Manager
Annual filing eForms
Form MGT-7Form for filing annual return by a company.
Form AOC-4Form for filing financial statement and other documents with the Registrar
Form AOC-4(CFS)Form for filing consolidated financial statements and other documents with the Registrar
Addendum Form
Form GNL-4Addendum for rectification of defects or incompleteness.
Form INC-23Application to Regional Director for approval to shift the Registered Office from one state to another state or from jurisdiction of one Registrar to another Registrar within the same State
Form ADJMemorandum of Appeal
Form RD-1Applications made to Regional Director
Form CHG-8Application to Central Government for extension of time for filing particulars of registration of creation / modification / satisfaction of charge OR for rectification of omission or misstatement of any particular in respect of creation/ modification/ satisfaction of charge
Approval Services (Registrar of Companies)
Form INC-6One Person Company- Application for Conversion
Form INC-24Application for approval of Central Government for change of name
Form MSC-1Application to Registrar for obtaining the status of dormant company
Form MSC-4Application for seeking status of active company
Form GNL-1Applications made to Registrar of Companies
Form INC-12Application for grant of License under section 8
Form FTEApplication for striking off the name of company under the Fast Track Exit(FTE) Mode
Change Services
Form INC-1Application for reservation of name
Form INC-3One Person Company- Nominee consent form
Form INC-4One Person Company- Change in Member/Nominee
Form INC-22Notice of situation or change of situation of registered office
Form INC-27Conversion of public company into private company or private company into public company
Form SH-7Notice to Registrar of any alteration of share capital
Form DIR-12Particulars of appointment of Directors and the key managerial personnel and the changes among them
Form FC-2Return of alteration in the documents filed for registration by foreign company
Form FC-3Annual accounts along with the list of all principal places of business in India established by foreign company
Charge Management
Form CHG-1Application for registration of creation, modification of charge (other than those related to debentures)
Form CHG-4Particulars for satisfaction of charge thereof
Form CHG-6Notice of appointment or cessation of receiver or manager
Form CHG-9Application for registration of creation or modification of charge for debentures or rectification of particulars filed in respect of creation or modification of charge for debentures
Form GNL-3Details of persons/directors/charged/specified
DIN Forms
Form DIR-3Application for allotment of Director Identification Number
Form DIR-6Intimation of change in particulars of Director to be given to the Central Government
Form DIR-9A Report by a company to ROC for intimating the disqualification of the director
Incorporation services
Form INC-29Integrated Incorporation Form
Form INC-1Application for reservation of name
Form INC-2One Person Company- Application for Incorporation
Form INC-3One Person Company- Nominee consent form
Form INC-7Application for Incorporation of Comapny (Other than OPC)
Form INC-22Notice of situation or change of situation of registered office
Form DIR-12Particulars of appointment of Directors and the key managerial personnel and the changes among them
Form URC-1Application by a company for registration under section 366
Form FC-1Information to be filed by foreign company
Compliance Related Filing
Form CRA-4Form for filing Cost Audit Report with the Central Government.
Form DPT-3Return of deposits
Form ADT-1Information to the Registrar by Company for appointment of Auditor
Form ADT-3Information to the Registrar by Company for appointment of Auditor
Form DPT-4Statement regarding deposits existing on the commencement of the Act
Form INC-5One Person Company- Intimation of exceeding threshold
Form PAS-3Return of allotment
Form SH-8Letter of offer
Form SH-9Declaration of Solvency
Form SH-11Return in respect of buy-back of securities
Form MGT-14Filing of Resolutions and agreements to the Registrar
Form DIR-11Notice of resignation of a director to the Registrar
Form GNL-2Form for submission of documents with the Registrar.
Form FC-4Annual Return of a Foreign company
Form MSC-3Return of dormant companies
Form MGT-6Persons not holding beneficial interest in shares
Informational Services
Form MGT-3Notice of situation or change of situation or discontinuation of situation,of place where foreign register shall be kept
Form MGT-15Form for filing Report on Annual General Meeting
Form AOC-5Notice of address at which books of account are maintained
Form MGT-10Changes in shareholding position of promoters and top ten shareholders
Form INC-20Intimation to Registrar of revocation/surrender of license issued under section 8
Form INC-28Notice of Order of the Court or any other competent authority
Form MR-2Form of application to the Central Government for approval of appointment or reappointment and remuneration or increase in remuneration or waiver for excess or over payment to managing director or whole time director or manager and commission or remuneration to directors
Refund Form
Form RefundApplication for requesting refund of fees paid.
Companies Act, 1956 related
Form-20BFiling annual return by a company having a share capital with the Registrar.
Form-21AParticulars of annual return for the company not having share capital
Form-23ACFiling balance sheet and other documents with the Registrar 2.(a)
Form-23ACAFiling Profit and Loss account and other documents with the Registrar
Form-23BInformation by auditor to Registrar
Form-66Form for submission of compliance certificate with the Registrar
Attachments
Form DIR-5Application for surrender of Director Identification Number
Form DIR-9A Report by a company to ROC for intimating the disqualification of the director
Form DIR-10Form of application for removal of disqualification of directors
Form DPT-1Circular or circular in the form of advertisement inviting deposits
Form NDH-1Return of Statutory Compliances
Form NDH-2Application for extension of Time
Form NDH-3Half Yearly Return
Form PAS-2Information Memorandum
Form PAS-4Private Placement Offer Letter